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$100 Million Advisor James Crosson Joins Investors Capital - Zibb.com

Press Release  |  www.zibb.com | 17 hours 3 minutes ago

Investors Capital Corporation, the premier independent broker/dealer of Investors Capital Holdings, Ltd. (NYSE Amex: ICH), is proud to announce that financial advisor Mr. James Crosson of Fall River, Mass. has joined the firm. Mr. Crosson, a top producer with 25 years of experience and over $100

http://www.zibb.com/article/5687828/Million+Advisor+James+Crosson+Joins+Investors+Capital

Twitter Yields Intelligence For Advisors

News  |  financialadvisormagazine.com | Nov 21, 2009

Financial Advisor is the monthly magazine created exclusively for advisors by one of the most experienced and respected editorial and publishing teams ever assembled. Our Web site, www.fa-mag.com, provides an interactive community for advisors in addition to current and back issues of our

http://financialadvisormagazine.com/fa-news/4747-twitter-yields-intelligence-for-advisers.html

Labor Department reworking investment advice rule

News  |  www.investmentnews.com | Nov 20, 2009

Despite having seemingly killed its proposed rule on providing investment advice to participants in defined-contribution plans, the Labor Department expects to introduce a revised proposal for comment in the next few months, according to industry observers.

http://www.investmentnews.com/apps/pbcs.dll/article?AID=/20091120/FREE/911209983/-1/RSS02&rssfeed=RSS02

Most Financial Advisors Long to Be Independent, Schwab Survey Says

News  |  www.wallstreetandtech.com | Nov 20, 2009

Six out of 10 financial advisors at major firms are interested in becoming independent; 80% believe their clients would follow them, the survey found.

http://www.wallstreetandtech.com/feed/showArticle.jhtml?articleID=221900453&cid=RSSfeed_WST_All

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Government Abandons Bush Investment Advice Rule

News  |  abcnews.go.com | Nov 19, 2009

The federal government has decided to abandon a Bush administration plan that would have permitted mutual fund companies and brokerage firms to offer investment advice to 401(k) customers.

http://abcnews.go.com/Business/wireStory?id=9130590

SEC Names Senior Officials to Investor Education and Advocacy Efforts

News  |  www.sec.gov | Nov 19, 2009

The Securities and Exchange Commission today announced the appointments of three senior officials to its Office of Investor Education and Advocacy (OIEA) to help continue its increased focus on individual investors. OIEA serves the Commission as the "investors' office" and provides educational

http://www.sec.gov/news/press/2009/2009-251.htm

Labor Department kills Bush investment-advice rule

News  |  www.businessinsurance.com | Nov 19, 2009

WASHINGTON—The Labor Department has officially killed a Bush administration rule that would have cleared the way for mutual fund companies to offer direct one-on-one investment advice through their affiliates to defined contribution plan participants.

http://www.businessinsurance.com/article/20091119/NEWS/911199993

Independent Fee Only Financial Planner In Salt Lake City Defines What to Look for in a Mutual Fund

Press Release  |  www.prlog.org | Nov 16, 2009

Independent Fee Only Financial Planner In Salt Lake City Defines What to Look for in a Mutual Fund. A mutual fund is an investment management company that pools the money of investors and hires an investment advisor to invest that money in an attempt to achieve a financial objective. Mutual funds

http://www.prlog.org/10399460-independent-fee-only-financial-planner-in-salt-lake-city-defines-what-to-look-for-in-mutual-fund.html

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