Whitepapers
STP – A new look at an old idea Executive summary After 20 years of investment in...
STP – A new look at an old idea Executive summary After 20 years of investment in straightthrough processing (STP), what industry problems still need to be solved, and how do they fit into today’s operational risk framework? In the wake of the global financial crisis, the requirement for improved
Concept Release: Interagency White Paper on Structural Change in the Settlement of Government
U.S. Securities & Exchange Commission SEC Seal Home | Previous Page U.S. Securities and Exchange Commission SEC Concept Release: Interagency White Paper on Structural Change in the Settlement of Government Securities: Issues and Options
white paper CVR
TRANSFORMING STRUCTURED SECURITIES PROCESSING A White Paper to the Industry September 2007 i Executive Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
EditionProof-Web-Japanese-Equities--20110914
SEPTEMBER 2011 For financial representative use only. Not for inspection by, distribution or quotation to, the general public. Investment Products Offered • Are Not FDIC Insured • May Lose Value • Are Not Bank Guaranteed Japanese Equities Debunking the Myths Is Japan Becoming Less Relevant to the
Executive Whitepaper
Executive Whitepaper How can you really know your customer? The regulatory and business drivers of transaction monitoring May 2008 How can you really know your customer? Some years ago, a well-known charge card company coined a phrase as part of an advertising campaign which said: "Says more
As Trust and Wealth Management Converge, Technology Becomes Critical Benjamin Poor Manager of...
As Trust and Wealth Management Converge, Technology Becomes Critical Benjamin Poor Manager of Market Intelligence Citi Securities & Fund Services Summary As fiduciaries embrace householding, the personal trust channel is increasingly converging with the agency wealth management business. In order
Managing liquidity risk Collaborative solutions to improve position management and analytics...
Managing liquidity risk Collaborative solutions to improve position management and analytics Executive Summary A number of critical data management issues continue to impede the successful development of effective liquidity risk management strategies – and these issues can only be resolved through
Correspondent banking 3.0 The compelling need to evolve towards a customer-centric “experience...
Correspondent banking 3.0 The compelling need to evolve towards a customer-centric “experience banking” model Executive summary Correspondent banking and payments processing is an attractive business. But profit is under pressure as banks need to comply with more regulation and deal with increased
Complying with new cost basis legislation
A White Paper to the Industry – December 2008 Complying with new cost basis legislation: What brokers, banks, transfer agents, mutual funds and issuers need to know Table of Contents Introduction 1 Executive Summary 2 Challenges of Cost Basis Accounting 3 A New Compliance Requirement 5 Brokers and
Page:
Refine by Content Type:
Refine by Source:
- www.swift.com (3)
- www.dtcc.com (2)
- sec.gov (1)
- www.alliancebernstein.com (1)
- www.citigroup.com (1)
- www.complinet.com (1)
