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U.S. GAO - DEATH SERVICES: State Regulation of the Death Care Industry Varies and Officials Have
What GAO FoundThe extent to which the federal and state governments regulate the death care industry & #151;funeral homes, cemeteries, crematories, pre-need funeral plans, and third party sales of funeral goods & #151;varies, as does the extent to which regulation has changed since GAO last
U.S. GAO - Financial Audit: Securities and Exchange Commission's Financial Statements for Fiscal
Pursuant to the Accountability of Tax Dollars Act of 2002, the United States Securities and Exchange Commission (SEC) is required to prepare and submit to Congress and the Office of Management and Budget audited financial statements. Pursuant to the Securities Exchange Act of 1934, amended in 2010
U.S. GAO - Securities and Exchange Commission: Net Worth Standard for Accredited Investors
GAO reviewed the Securities and Exchange Commission's (Commission), new rule on the net worth standard for accredited investors. GAO found that (1) the final rule amends the accredited investor standards in the Commission & #146;s rules under the Securities Act of 1933 to implement the requirements
U.S. GAO - Commodity Futures Trading Commission: Real-Time Public Reporting of Swap Transaction Data
GAO reviewed the the Commodity Futures Trading Commission's (Commission) new rule on real-time public reporting of swap transaction data. GAO fournd that (1) the final rule implements certain statutory provisions enacted by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank
U.S. GAO - Financial Audit: Bureau of Consumer Financial Protection's Fiscal Year 2011 Financial
Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, referred to as the Consumer Financial Protection Act of 2010, created the Bureau of Consumer Financial Protection (CFPB). The act charged it with the responsibility of regulating the offering and provision of consumer
U.S. GAO - Bureau of Consumer Financial Protection: Fair Credit Reporting (Regulation V)
GAO reviewed the Bureau of Consumer Financial Protection's (Bureau) on Fair Credit Reporting. GAO found that (1) the interim final rule with request for public comment establishes a new Regulation V (Fair Credit Reporting). The rule does not impose any new substantive obligations on persons subject
U.S. GAO - 401(K) Plans: Certain Investment Options and Practices That May Restrict Withdrawals Not
401(k) plan sponsors are responsible for offering an array of appropriate investment options, and participants are responsible for directing their investments among those options. While participants expect to be able to switch investment options or withdraw money from their accounts, during the
U.S. GAO - Commodity Futures Trading Commission: Swap Data Recordkeeping and Reporting Requirements
GAO reviewed the Commodity Futures Trading Commission's (Commission) new rule on swap data recordkeeping and reporting requirements. GAO found that (1) the final rule implements the Commodity Exchange Act ( & #147;CEA & #148; or & #147;Act & #148;) relating to swap data recordkeeping and reporting
U.S. GAO - Mortgage Reform: Potential Impacts of Provisions in the Dodd-Frank Act on Homebuyers and
Share/Save page Advanced Search | Search Only Legal Decisions Reports & Testimonies Legal Decisions & Bid Protests About GAO Careers Multimedia Resources For Mortgage Reform: Potential Impacts of Provisions in the Dodd-Frank Act on Homebuyers and the Mortgage Market GAO-11-656 July 19, 2011
U.S. GAO - Consumer Finance: Regulatory Coverage Generally Exists for Financial Planners, but
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